SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. __)*
QUARTET MERGER CORP. |
(Name of Issuer)
|
Common Stock, $0.0001 par value |
(Title of Class of Securities)
|
747717 106 |
(CUSIP Number)
|
December 31, 2013 |
(Date of Event Which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
£ Rule 13d-1(b)
S Rule 13d-1(c)
£ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 747717 106
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13G
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Page 2 of 6 Pages
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1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DKU 2013, LLC | ||
2 |
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (SEE INSTRUCTIONS) (b) £
| ||
3 |
SEC USE ONLY
| ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER
678,625 Shares | |
6 |
SHARED VOTING POWER
0 | ||
7 |
SOLE DISPOSITIVE POWER
678,625 Shares | ||
8 |
SHARED DISPOSITIVE POWER
0 | ||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
678,625 Shares | ||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) £
| ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.4% | ||
12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO | ||
* See instructions before filling out.
CUSIP No. 747717 106
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Page 3 of 6 Pages
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Item 1(a). | Name of Issuer: |
Quartet Merger Corp. (“Issuer”)
Item 1(b.) | Address of Issuer’s Principal Executive Offices: |
777 Third Avenue, 37th Floor, New York, New York 10017
Item 2(a). | Name of Persons Filing: |
DKU 2013, LLC (“DKU”)
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
The principal business address of DKU is 405 Park Avenue, 6th Floor, New York, NY 10022
Item 2(c). | Citizenship: |
DKU is a Delaware limited liability company
Item 2(d). | Title of Class of Securities: |
Common Stock, par value $.0001 per share
Item 2(e). | CUSIP Number: |
747717 10 6
Item 3. | If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
(a) ¨ | Broker or dealer registered under Section 15 of the Exchange Act; |
(b) ¨ | Bank as defined in Section 3(a)(6) of the Exchange Act; |
(c) ¨ | Insurance company as defined in Section 3(a)(19) of the Exchange Act; |
(d) ¨ | Investment company registered under Section 8 of the Investment Company Act; |
(e) ¨ | An investment adviser in accordance with Rule 13d-1(b)(ii)(E); |
(f) ¨ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) ¨ | A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G) |
(h) ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
(i) ¨ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; |
(j) ¨ | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
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Page 4 of 6 Pages
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Item 4. | Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: |
DKU beneficially owns 678,625 shares of the Issuer. The foregoing amounts do not include 20,813 shares that DKU may receive upon automatic conversion of rights held by DKU upon consummation by the Issuer of an initial business combination.
(b) | Percent of Class: |
5.4%
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: |
678,625 shares
(ii) | Shared power to vote or to direct the vote: |
0 shares
(iii) | Sole power to dispose or to direct the disposition of: |
678,625 shares
(iv) | Shared power to dispose or to direct the disposition of: |
0 shares
Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1).
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: £
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
None.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
None.
Item 8. | Identification and Classification of Members of the Group. |
None.
Item 9. | Notice of Dissolution of Group. |
None.
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Page 5 of 6 Pages
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Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Page 6 of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 8, 2014
DKU 2013, LLC | ||
By: | /s/ Jeffrey Moses | |
Name: Jeffrey Moses | ||
Title: Chief Operating Officer |